Client Questionnaire
Prime Management Limited is committed to ensuring that each client receives a consistently superior level of service. The completion of the following questionnaire will enable us to to design and tailor a client service objective plan specific to your own unique needs and circumstances, and also give sufficient information for us to give a quotation for the provision of the services specified.
Investment Manager
Name of Manager:
Contact Name:
Assets Under Management:
Phone:
Fax:
Email:
Website:
Structure
Name of Fund:
Fund Jurisdiction:
Fiscal Year End:
Stock Exchange Listing:
Proposed/Actual Launch Date:
Reporting Currency:
Number of Classes of Shares:
Reasons for Different Classes:
(tick as many as appropriate)
Structure
(tick as many as appropriate)
Performance Fee Period
Different Management Fee
New Issues
Different Incentive Fee/Allocation
Other (Describe)
Master/Feeder
New Issues
Onshore Fund
Offshore Fund
Series of Shares
Equalization
Hurdle Rate
Leverage Used
Quarterly
Semi Annually
Annually
Other (Describe)
Anticipated Size of Fund in:
Anticipated Number of Investors in:
0 to 6 months
0 to 6 months
6 months to 1 year
6 months to 1 year
1 year +
1 year +
Net Asset Value Calculation
Final Nav Frequency
Frequency of Estimated Interm NAV's to be prepared by Administrator
Monthly
Quarterly
None
Weekly
Subscriptions and Redemptions
Anticipated Number of Subscriptions Annually
Anticipated Number of Redemptions Annually
Frequency and Notice Period for Redemptions
Minimum Subscription Dollar Amount
Investments
Investment Types and Percentages of Training
(tick as many as appropriate)
Equities
%
Repos
%
Options
%
Swaps
%
Distressed Securities
%
Forwards
%
Bonds
%
Forex Contracts
%
Convertibles
%
Private Placements
%
Futures
%
Illiquid Securities
%
Fund of Funds
%
Other (Describe)
%
Gains Calculation
FIFO
LIFO
Specific Lot
Main Pricing Source(s):
Pricing Methodologies for:
Long:
Short:
Options:
Number of Trades per Day:
Average Number of Positions:
Contact Directory
Prime Broker(s):
Custodian(s):
Lawyers Offshore:
Lawyers Onshore:
Bankers:
Auditors:
Referred to Prime by:
Other Notes